AN: 1.2 – Right to Build obligations
Summary
Councils have a statutory duty to help custom and self-builders access plots, as set out in the Self-build and Custom Housebuilding Regulations 2016 the Self-build and Custom Housebuilding Act 2015 (as amended). These duties include:
- keep and publicise a Register of people who want to self- or custom build in their area;
- have regard to Register when exercising planning, housing, land disposal, regeneration functions; and
- meet demand by granting permission for enough serviced plots to meet demand on a rolling annual basis (three years to deliver).
Introduction
Over the past few decades, there has been growing recognition of the large number of people wishing to commission or build a home of their own – not simply for profit, but to create a home tailored to the needs of the residents. As accessing a plot is the greatest obstacle for most self- and custom builders, planning authorities have a direct role in helping deliver the benefits of growing the custom and self-build (CSB) sector and delivering diversity in housing supply.
Obligations for supporting custom and self-build (CSB) in planning were first introduced the 2012 National Planning Policy Framework (NPPF) which required that councils “plan for a mix of housing including… people wishing to build their own homes.” This has been enhanced in later versions of the NPPF in relation to delivering a sufficient supply of homes (paragraph 63) and to include references to statutory requirements.
Legislative duties for CSB housing were introduced in the Self-build and Custom Housebuilding Act 2015 which requires local authorities to keep and publicise a Register of people wanting to build or commission a home in their area. Councils are required to have regard to the Register when exercising their planning, housing, land disposal and regeneration functions. Registers were mandatory from 1 April 2016.
This was followed by the Housing and Planning Act 2016 which added a further duty on local authorities to grant planning permission for enough serviced plots to meet demand on an annual basis. The Act specified that the level of demand is established by reference to the number of entries added to an authority’s Register during a ‘base period’.
Base periods run from 31 October to 30 October each year and local planning authorities (LPAs) have three years in which to give development permission for enough plots to meet the number of entries added to the Register during the year. With the base period to 30 October 2016 being the first base period, councils were required to permit enough plots for the first base period by 31 October 2019. The NPPG provides further guidance on carrying out these obligations. This has been clarified by the changes to the 2015 act enforced by the Levelling Up and Regeneration Act (LURA) which have defined the base period when the numbers from a previous base period were not met in that period.
A number of planning appeals have considered the issue of meeting these duties. The fact that CSB duties are a material consideration and part of the planning balance in decision making is clearly established. To help meet their obligations, planning authorities can set out policies in Local Plans, supplementary planning documents or applicant advice notes and local communities can include CSB in their neighbourhood plans.
These duties apply to all local planning authorities in England, including National Parks. Separate guidance applies to delivering CSB in the devolved nations.
Council obligations for CSB
The obligations on councils are set in policy and legislation and relate to both making Local Plans and in taking decisions on planning applications. These legal and policy obligations and appropriate actions can be summarised as follows:
Source of Obligation | Specific duty | Actions |
---|---|---|
Maintain and publicise a Register of interest | ||
Self-build and Custom Housebuilding Act 2015 |
1(1) keep a Register |
Relevant authorities are recommended to host a page on their website that is dedicated to self-build and custom housebuilding. (NPPG Paragraph: 012 Reference ID: 57-012-201707208) LPAs should engage with people on the register; notify registrants when outline plots are permitted and help outline or multi-plot applicants advertise plots via the Register. |
Self-build and Custom Housebuilding Regulations 2016 |
Basic requirements for the register (4) (6) |
In relation to introducing a two-part register, authorities can apply up to two optional local eligibility tests. These are limited to a local connection test and a financial solvency test and applied “only where they have a strong justification for doing so.” LPAs are advised to provide clear information to individuals and groups on the rationale underpinning local eligibility tests. They should consult on proposals before introducing eligibility tests and review them to ensure they remain appropriate. NPPG Paragraph: 019 Reference ID: 57-019-20210208. |
Source of Obligation | Specific duty | Actions |
---|---|---|
Decision-making | ||
Self-build and Custom Housebuilding Act 2015 |
2(4) have regard to the register when carrying out functions relating to—(a) planning; (b) housing; (c) the disposal of any land of the authority; (d) regeneration. |
|
Housing and Planning Act 2016 (amended 2105 act above) |
Duty on councils to meet demand by granting ‘suitable development permissions’ for enough serviced plots to meet demand on rolling annual basis |
Councils have three years to deliver, as evidenced by registered needs. A suitable permission can only be one where the intended occupant has principle input into the design. See PG10 Counting relevant permissioned plots for further details. |
Self-build and Custom Housebuilding (Time for Compliance and Fees) Regulations 2016 |
Sets the first base period for calculating requirements for permissions as the period ending October 2016. |
Consequently, 31 October 2019 was the first date by which approvals commensurate with the need on the register should have been permitted. |
Source of Obligation | Specific duty | Actions |
---|---|---|
Plan making | ||
NPPF paragraph 60 and 63 |
Sound Local Plans must consider the requirements for CSB housing as part of the housing market mix when drafting Local Plan policies. |
An assessment of CSB housing demand (including but not limited to the Register) should be incorporated into Housing Market Needs Assessments |
Source of Obligation | Specific duty | Actions |
---|---|---|
Monitoring | ||
Relevant authorities are encouraged to publish, in their Authority Monitoring Report, headline data on the demand for self-build and custom housebuilding revealed by their register and other sources. (NPPG Paragraph: 012 Reference ID: 57-012-20210508 |
To achieve a clear understanding of the demand, the numbers of committed CSB plots in the pipeline and the potential of an application to meet the definition of CSB are required in order to carry out statutory duties |
At application stage, officers should query the intent of applicants for individual plots or small builds. If permitted as a serviced plot for market, without an identified end occupant, notify registrants on the Register of that opportunity. Conditions or unilateral undertakings meet the CIL regulation 122 tests and committed self-builders should readily agree. |
Key points to remember
- The statutory duties in relation to CSB are material considerations in plan making and councils must consider these duties in making planning decisions.
- Legislation sets out three key duties on councils; keep and publicise the register; have regard to the register; and permit enough CSB plots to meet the demand as evidenced by their registers.
- Additional details of how to count CSB plots (PG3.2) and how to how to effectively run the self-build Register (PG3.1) can be found in the Right to Build Task Force planning guidance.
- All local authorities in England received £95,850 in new burdens grant funding between 2016/17 and 2019/20 to help meet these duties.Engage with applicants prior to making a decision to confirm if the intent is CSB and give appropriate consideration to this in officer and committee reports.
- The Right to Build Task Force can provide councils with impartial advice on supporting CSB delivery and meeting the obligations set out in legislation and policy.